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Trading Firm Loses 2nd Circ. Appeal To Dodge $7.5M SEC Fine

By Katryna Perera ( June 16, 2022, 6:41 PM EDT) -- The Second Circuit has affirmed a lower court's order for day-trading firm Avalon FA Ltd. and two of its traders to each pay $7.5 million in civil penalties to the U.S. Securities and Exchange Commission after they were previously found liable for defrauding investors....

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