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SEC Waited Too Long For $3M Disgorgement, Agency Told

By Michael Macagnone ( August 17, 2016, 8:55 PM EDT) -- Florida-based investment adviser Larry Grossman urged the U.S. Security and Exchange Commission to overturn an agency judge's $3 million disgorgement order Wednesday, arguing the agency doesn't have the power to sanction conduct almost a decade in the past....

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