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FCA Hits Brokerage With 拢1M Fine For Deal Report Failures

By Tom Fish ( August 1, 2025, 1:34 PM BST) -- The City watchdog said Friday that it has hit a global brokerage with a fine of more than £1 million ($1.3 million) for the "particularly serious" failure to submit complete and accurate transaction reports over a five-year period....

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