/securities?utm_source=rss&utm_medium=rss&utm_campaign=section Latest articles for: Securities Copyright 2025 ¼«ËÙÈü³µ. en-US Mon, 16 Jun 2025 22:16:23 +0000 /securities/articles/2354040?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2354040 The U.S. Department of Justice has decided not to go after private equity firm White Deer Management LLC after it discovered and voluntarily disclosed that Unicat's former leadership had violated economic sanctions and export laws, according to an announcement made Monday. Mon, 16 Jun 2025 22:06:13 +0000 /securities/articles/2353770?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2353770 Officers and directors of doughnut chain Krispy Kreme Inc. are facing shareholder derivative claims that they concealed that a partnership with burger chain McDonald's was yielding disappointing results, hurting investors when the company finally conceded that it was facing financial uncertainty in connection with the deal. Mon, 16 Jun 2025 21:39:57 +0000 /securities/articles/2353620?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2353620 Maryland regulators and KalshiEx are dueling over whether the trading platform's past battle with the U.S. Commodity Futures Trading Commission to list its election contracts complicates its current bid to block Maryland regulators from taking action over contracts that allow traders to wager on the outcome of sporting events. Mon, 16 Jun 2025 21:31:25 +0000 /securities/articles/2353960?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2353960 A California federal judge has rejected three bids to dismiss a proposed shareholder class action against Silicon Valley Bank's brass, underwriters and auditor stemming from the bank's 2023 failure, finding the plaintiffs' "well-pleaded" allegations can continue. Mon, 16 Jun 2025 21:14:57 +0000 /securities/articles/2354035?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2354035 A Miami-Dade County investor has pled guilty to filing a false tax return with the Interanl Revenue Service in an attempt to shield $30 million in trading proceeds from capital gains taxes by moving to Puerto Rico and retroactively changing the status of his company to an S corporation. Mon, 16 Jun 2025 21:12:34 +0000 /securities/articles/2354110?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2354110 Delaware's Court of Chancery this past week sought answers in the high-stakes battle over the constitutionality of newly enacted Delaware corporation law amendments, which will hitch a ride to the state's Supreme Court via a suit contesting a $117 million acquisition of Clearway Energy Inc. by its majority shareholder. Mon, 16 Jun 2025 21:11:28 +0000 /securities/articles/2354081?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2354081 The U.S. Commodity Futures Trading Commission's first chair, William T. Bagley, has died at the age of 96. Mon, 16 Jun 2025 20:48:29 +0000 /securities/articles/2353362?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2353362 A Canadian securities attorney will pay over $323,000 to resolve U.S. Securities and Exchange Commission allegations that he drafted and executed sham consulting agreements at the heart of a scheme to conceal pay-for-play promotion of two so-called Regulation A offerings. Mon, 16 Jun 2025 20:15:39 +0000 /securities/articles/2354013?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2354013 Schubert Jonckheer & Kolbe and The Brown Law Firm PC got the nod in Delaware's Court of Chancery on Monday to lead a consolidated stockholder derivative suit seeking damages on behalf of Chemours Inc. arising from an alleged $575 million manipulation of company reports over two years. Mon, 16 Jun 2025 19:43:22 +0000 /securities/articles/2353752?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2353752 The U.S. Securities and Exchange Commission is urging a New York federal judge to send its novel case against software developer SolarWinds Corp. to trial, arguing that the company hid its "pervasively poor cybersecurity practices" from investors ahead of a massive data breach that affected government and corporate clients. Mon, 16 Jun 2025 19:15:04 +0000 /securities/articles/2353761?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2353761 Trump Media and Technology Group Corp., the owner of President Donald Trump's platform Truth Social, on Monday said it filed paperwork to launch an exchange-traded fund that will invest in bitcoin and ethereum, marking its latest push into digital assets. Mon, 16 Jun 2025 19:06:07 +0000 /securities/articles/2353729?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2353729 A Pennsylvania federal judge allows claims brought by former Exelon employees against the estate of a deceased retirement fund manager to proceed to discovery, ruling the employees, who claim they haven't been able to find their invested funds since the fund manager died, have sufficiently pled fraud and other counts. Mon, 16 Jun 2025 18:49:53 +0000 /securities/articles/2353956?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2353956 Real estate firm Opendoor Technologies Inc. has agreed to pay $39 million as part of an investor settlement presented to an Arizona federal court for preliminary approval to resolve litigation accusing the company of overhyping its pricing algorithm software. Mon, 16 Jun 2025 18:17:57 +0000 /securities/articles/2353951?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2353951 Energy Transfer and a group of investors have reached a $15 million settlement to resolve a class action claiming the company misled them about its $3 billion Mariner East 2 and Revolution pipeline projects, after a trial date for the case was scratched last month. Mon, 16 Jun 2025 17:09:10 +0000 /securities/articles/2353477?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2353477 Recent efforts in Congress toward an updated regulatory framework for digital assets have led to two bills — the GENIUS Act and the CLARITY Act — that represent the most consequential legislative developments yet in the push for coherent, pro-innovation, reliable regulation for the industry, but both face multiple hurdles, says Mike Katz at Manatt. Mon, 16 Jun 2025 16:54:53 +0000 /securities/articles/2353855?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2353855 China-based cryptocurrency platform Tron plans to go public through a reverse merger with Nasdaq-listed toy manufacturer SRM Entertainment Inc., both parties announced on Monday, supported by a $100 million investment arranged by a bank linked to President Donald Trump's family. Mon, 16 Jun 2025 16:10:09 +0000 /securities/articles/2352907?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2352907 In recent decades, shareholders have challenged the internal affairs doctrine by bringing a series of derivative actions in New York state court on behalf of foreign corporations, but the New York Court of Appeals' recent rulings in Ezrasons v. Rudd and Haussmann v. Baumann should slow that trend, say attorneys at Cleary. Fri, 13 Jun 2025 20:42:43 +0000 /securities/articles/2353333?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2353333 Crypto trading firm Gotbit Consulting LLC was ordered to forfeit approximately $23 million in seized cryptocurrency and sentenced to a five-year probation term in the government's suit accusing it of market manipulation, while its founder received an eight-month term. Fri, 13 Jun 2025 20:10:54 +0000 /securities/articles/2353229?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2353229 The U.S. Securities and Exchange Commission is backing away from promised Biden-era regulations on cybersecurity risk management, environmental disclosures and equity market reform, withdrawing over a dozen rule proposals as newly appointed Chair Paul Atkins seeks to rewrite the agency's agenda. Fri, 13 Jun 2025 20:01:11 +0000 /securities/articles/2353440?utm_source=rss&utm_medium=rss&utm_campaign=section /securities/articles/2353440 Apple has been hit with a class action in California federal court alleging it allows fraudulent cryptocurrency trading applications to exist and be available for download on its App Store, causing consumers to become victims of pig butchering and other trading scams.