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Securities

Securities 极速赛车 provides breaking news and analysis on securities law and corporate governance. Coverage includes high-stakes shareholder litigation, government enforcement actions, and related policy developments.



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Latest News in Securities

  • June 17, 2025

    Commodities Scheme Operator Gets 65 Years, Owes $75M

    The operator of a commodities scheme who evaded taxes and stole precious metals from his clients was sentenced to 65 years in prison and ordered to pay more than $75 million in restitution Tuesday by a Delaware federal court that also denied his request for a new trial.

  • June 17, 2025

    FINRA Fines Ex-Canaccord Compliance Head Over Monitoring

    The Financial Industry Regulatory Authority has suspended Canaccord Genuity LLC's former chief compliance officer and the former head of its trading compliance group, and fined them a combined $15,000 for alleged surveillance lapses.

  • June 17, 2025

    Texas Targets Del. Primacy With Trio Of New Corporate Laws

    Delaware has long positioned itself as the leader in attracting business formation, but a flurry of new legislation in Texas aimed at attracting businesses to the Lone Star State is aggressively trying to change that, says Andrew Oringer at the Wagner Law Group.

  • June 17, 2025

    Gemini Says CFTC Enforcement Went 'Trophy-Hunting' In Suit

    The crypto exchange Gemini on Tuesday slammed the U.S. Commodity Futures Trading Commission's Enforcement Division and the attorneys who pursued a now-settled case against the firm, calling the division聽"out of control" and聽accusing its attorneys of聽engaging in "trophy-hunting lawfare."

  • June 17, 2025

    Alston & Bird Hires Former EDNY Deputy Section Chief

    Alston & Bird LLP announced Tuesday that it has welcomed the former deputy chief of the Business and Securities Fraud Section in the U.S. Attorney's Office for the Eastern District of New York.

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Securities

Areas of Coverage

  • AGENCIES
  • U.S. Securities and Exchange Commission
  • U.S. Commodity Futures Trading Commission
  • U.S. Department of Justice
  • Self-regulatory organizations
  • State and international securities regulators
  • POLICY & REGULATION
  • Dodd-Frank Act
  • Employee Retirement Income Security Act
  • Investment Advisers Act
  • Investment Company Act
  • Private Securities Litigation Reform Act
  • Foreign Corrupt Practices Act
  • Sarbanes-Oxley Act
  • Securities Act
  • Securities Exchange Act
  • Securities Investor Protection Act
  • International banking legislation and regulation
  • ENFORCEMENT
  • Fraud investigations
  • Insider trading charges
  • LITIGATION
  • Accounting and securities fraud suits
  • Shareholder class actions, including derivative suits
  • Suits over mortgage-backed securities, credit-default swaps, and other high-risk assets
  • Proxy battles and hostile takeover suits
  • Securities disputes in bankruptcy cases
  • ERISA suits
  • PROFILES
  • Personnel moves
  • Profiles of securities practices

Readership

  • Securities and white collar lawyers at top law firms
  • Corporate counsel and compliance officers at Fortune 1000 companies
  • Information experts at law firms, agencies, and companies
  • Policymakers at federal and state agencies
  • Judges and court staff across the U.S.
  • Professors, students, and library staff at every accredited law school in the U.S.
  • Attorney and law firm marketing professionals
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